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Financial Operations

What is Financial Reconciliation?

The process of comparing two sets of financial records to ensure they are in agreement and identifying and resolving any discrepancies.

Detailed Explanation

Financial reconciliation involves systematically comparing internal financial records against external sources (bank statements, supplier statements, customer records) or comparing different internal records against each other (sub-ledgers against the general ledger) to verify accuracy and completeness. Common reconciliations include bank reconciliations, accounts receivable reconciliations, accounts payable reconciliations, inventory reconciliations, and intercompany reconciliations. Each reconciliation should document the records compared, any discrepancies found, the investigation and resolution of each discrepancy, and sign-off by the preparer and reviewer. Regular reconciliation is a fundamental internal control that detects errors, fraud, and system issues.

Why It Matters

Unreconciled accounts hide errors, fraud, and system problems. The longer discrepancies go undetected, the harder they are to investigate and resolve. Regular reconciliation provides confidence in financial data accuracy and catches problems when they are still small and manageable.

Example

A retail business performs daily bank reconciliations and discovers a discrepancy of $3,200. Investigation reveals that a payment terminal at one location has been double-processing transactions intermittently. Because the reconciliation caught it within 24 hours, only 8 customers were affected, and refunds were processed before any complaints were received.

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